ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator
M&T Bank
ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator
Job Description
Overview:
Develop, implement and execute various operational risk/compliance-related initiatives at the business line level, to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performing monitoring, and/or testing including the creation and updating of scripts. Analyze various State and Federal regulations to determine the relevance to business lines.
Primary Responsibilities:
- Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management.
- Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations.
- Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance.
- Maintain compliance policy manual.
- Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues.
Supervisory/ Managerial Responsibilities:
May serve as a team lead
Education and Experience Required:
Bachelor’s degree or equivalent work experience.
Minimum two years’ relevant industry experience, to include one year of compliance experience.
Two years’ supervisory / work leadership experience preferred.
Sound analytical abilities and problem solving.
Excellent written and verbal communication skills.
Attention to detail.
Two years’ departmental experience preferred.
Solid working knowledge of personal computers and software utilized by the Division.
#LI-111
M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $62,200.00 - $103,600.00 Annual (USD). The successful candidate’s particular combination of knowledge, skills, and experience will inform their specific compensation.Location
Getzville, New York, United States of AmericaLocations
- Getzville, New York, United States
Salary
62,200 - 103,600 USD / yearly
62,200 - 108,780 USD / yearly
Source: Disclosed
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Analytical abilities and problem solvingintermediate
- Written and verbal communicationintermediate
- Attention to detailintermediate
- Knowledge of personal computers and softwareintermediate
- Regulatory compliance expertiseintermediate
Required Qualifications
- Bachelor’s degree or equivalent work experience (experience)
- Minimum two years’ relevant industry experience, to include one year of compliance experience (experience)
- Sound analytical abilities and problem solving (experience)
- Excellent written and verbal communication skills (experience)
- Attention to detail (experience)
- Solid working knowledge of personal computers and software utilized by the Division (experience)
Preferred Qualifications
- Two years’ supervisory / work leadership experience (experience)
- Two years’ departmental experience (experience)
Responsibilities
- Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management
- Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations
- Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance
- Maintain compliance policy manual
- Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues
- May serve as a team lead
Tags & Categories
Answer 10 quick questions to check your fit for ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator @ M&T Bank.
Related Books and Jobs
ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator
M&T Bank
ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator
Job Description
Overview:
Develop, implement and execute various operational risk/compliance-related initiatives at the business line level, to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performing monitoring, and/or testing including the creation and updating of scripts. Analyze various State and Federal regulations to determine the relevance to business lines.
Primary Responsibilities:
- Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management.
- Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations.
- Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance.
- Maintain compliance policy manual.
- Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues.
Supervisory/ Managerial Responsibilities:
May serve as a team lead
Education and Experience Required:
Bachelor’s degree or equivalent work experience.
Minimum two years’ relevant industry experience, to include one year of compliance experience.
Two years’ supervisory / work leadership experience preferred.
Sound analytical abilities and problem solving.
Excellent written and verbal communication skills.
Attention to detail.
Two years’ departmental experience preferred.
Solid working knowledge of personal computers and software utilized by the Division.
#LI-111
M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $62,200.00 - $103,600.00 Annual (USD). The successful candidate’s particular combination of knowledge, skills, and experience will inform their specific compensation.Location
Getzville, New York, United States of AmericaLocations
- Getzville, New York, United States
Salary
62,200 - 103,600 USD / yearly
62,200 - 108,780 USD / yearly
Source: Disclosed
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Analytical abilities and problem solvingintermediate
- Written and verbal communicationintermediate
- Attention to detailintermediate
- Knowledge of personal computers and softwareintermediate
- Regulatory compliance expertiseintermediate
Required Qualifications
- Bachelor’s degree or equivalent work experience (experience)
- Minimum two years’ relevant industry experience, to include one year of compliance experience (experience)
- Sound analytical abilities and problem solving (experience)
- Excellent written and verbal communication skills (experience)
- Attention to detail (experience)
- Solid working knowledge of personal computers and software utilized by the Division (experience)
Preferred Qualifications
- Two years’ supervisory / work leadership experience (experience)
- Two years’ departmental experience (experience)
Responsibilities
- Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management
- Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations
- Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance
- Maintain compliance policy manual
- Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues
- May serve as a team lead
Tags & Categories
Answer 10 quick questions to check your fit for ROQA – Mortgage Servicing Compliance - External Exam Audit Coordinator @ M&T Bank.
Related Books and Jobs