Compliance Analyst - Careers at Robert Half
Robert Half
Compliance Analyst - Careers at Robert Half
Job Description
Compliance Analyst - Join a Fast-Growing Mortgage Leader
Robert Half is proud to partner with a dynamic, fast-growing mortgage and real estate finance organization seeking a Compliance Analyst to drive operational compliance excellence. This fully remote contract role in San Francisco, California offers strong potential for permanent placement and is perfect for early-career professionals eager to make an impact in a highly regulated financial services environment.
About the Role
As a Compliance Analyst, you will be the execution engine behind key compliance initiatives, including audit responses, consumer complaint triage, workflow management, and regulatory change monitoring. This is not a policy-writing or advisory position—it's hands-on, investigative work focused on organization, research, and follow-through. Reporting to Compliance leadership, you will collaborate closely with Fraud, Internal Audit, and Operational Risk teams to identify issues, summarize findings, and execute action plans independently in a fast-paced setting.
Ideal candidates are curious, resourceful problem-solvers energized by turning complex compliance challenges into actionable solutions. With the mortgage industry evolving rapidly, this role provides exposure to cutting-edge tools like generative AI for regulatory research, while contributing to scalable processes in a growing organization.
Key Responsibilities
Your day-to-day will include:
- Handling approximately one consumer complaint per week: intake, research, triage, fact gathering, risk assessment, and documentation review.
- Crafting clear summaries for leadership and executing end-to-end resolutions.
- Supporting audits by organizing evidence and preparing responses.
- Tracking audit findings to closure with cross-functional partners.
- Monitoring regulatory changes, summarizing impacts, and recommending next steps using AI tools.
- Maintaining meticulous trackers and documentation.
- Assisting with high-risk reporting, vendor inquiries, and issue management.
- Performing root-cause analysis with policy-aligned documentation.
- Collaborating across teams for consistent execution.
- Driving process improvements as compliance scales.
Required Qualifications
We seek candidates early in their compliance or financial services career with:
- Exceptional organizational skills and attention to detail.
- Proven ability to research, analyze, and summarize complex information.
- Comfort working independently with minimal supervision.
- Thrives in fast-paced, regulated environments like mortgage finance.
- Proficiency in Excel, shared drives, and compliance tracking tools.
- Familiarity with consumer complaints, audits, or regulatory monitoring a plus.
- Adaptability to use generative AI for efficiency.
- Strong communication for stakeholder collaboration.
No advanced degrees required—bring your curiosity and execution mindset!
Why Join Us?
This role offers unparalleled growth in San Francisco's competitive job market. Enjoy full remote flexibility, competitive pay estimated at $60,000-$85,000 annually (based on experience), and a clear path to permanent employment. Be part of a scaling compliance function at a leading mortgage firm, gaining skills in high-demand areas like regulatory tech and risk management. Robert Half provides expert support throughout placement. Apply now to launch your compliance career!
Total word count: 682
Locations
- San Francisco, California, United States
Salary
60,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Consumer complaint triage and investigationintermediate
- Audit response and documentation organizationintermediate
- Regulatory change monitoringintermediate
- Root-cause analysisintermediate
- Cross-functional collaborationintermediate
- Data organization and spreadsheet managementintermediate
- Risk assessmentintermediate
- Process improvementintermediate
- Research and fact gatheringintermediate
- Generative AI tools for complianceintermediate
Required Qualifications
- Early career professional in compliance or financial services (experience)
- Highly organized and execution-focused mindset (experience)
- Curious, resourceful problem-solver (experience)
- Thrives in fast-paced, highly regulated environments (experience)
- Strong research and summarization skills (experience)
- Proficiency in shared tools like spreadsheets and trackers (experience)
- Ability to work independently with minimal direction (experience)
- Excellent collaboration with cross-functional teams (experience)
- Familiarity with mortgage or real estate finance preferred (experience)
- Comfort using generative AI for regulatory research (experience)
Responsibilities
- Intake, research, and triage consumer complaints including fact gathering, risk assessment, and documentation review
- Prepare clear, concise summaries of findings for leadership review and execute approved resolution steps end-to-end
- Support audit and internal audit requests by gathering evidence, organizing documentation, and assisting with response preparation
- Partner with cross-functional stakeholders to track and support closure of audit findings, ensuring alignment with policies and controls
- Monitor regulatory changes using research tools and generative AI; summarize what changed, who it impacts, and potential next steps
- Maintain organized trackers, spreadsheets, and documentation in shared tools
- Assist with high-risk reporting, vendor-related inquiries, and issue management workflows
- Conduct root-cause research and document clear, policy-aligned explanations
- Collaborate with Fraud, Internal Audit, Operational Risk, and other internal teams to validate information and ensure consistent execution
- Contribute to process improvements and documentation as the compliance function continues to scale
Benefits
- general: Fully remote work flexibility
- general: Strong potential for contract-to-permanent conversion based on performance
- general: Opportunity to join a fast-growing mortgage and real estate finance organization
- general: Collaborative environment working with Compliance leadership, Fraud, Internal Audit, and Operational Risk teams
- general: Professional growth in a highly regulated, dynamic industry
- general: Exposure to cutting-edge tools including generative AI for regulatory monitoring
- general: Support for process improvements and scaling compliance functions
- general: Competitive salary with market-leading compensation for San Francisco area
Tags & Categories
Answer 10 quick questions to check your fit for Compliance Analyst - Careers at Robert Half @ Robert Half.
Related Books and Jobs
Compliance Analyst - Careers at Robert Half
Robert Half
Compliance Analyst - Careers at Robert Half
Job Description
Compliance Analyst - Join a Fast-Growing Mortgage Leader
Robert Half is proud to partner with a dynamic, fast-growing mortgage and real estate finance organization seeking a Compliance Analyst to drive operational compliance excellence. This fully remote contract role in San Francisco, California offers strong potential for permanent placement and is perfect for early-career professionals eager to make an impact in a highly regulated financial services environment.
About the Role
As a Compliance Analyst, you will be the execution engine behind key compliance initiatives, including audit responses, consumer complaint triage, workflow management, and regulatory change monitoring. This is not a policy-writing or advisory position—it's hands-on, investigative work focused on organization, research, and follow-through. Reporting to Compliance leadership, you will collaborate closely with Fraud, Internal Audit, and Operational Risk teams to identify issues, summarize findings, and execute action plans independently in a fast-paced setting.
Ideal candidates are curious, resourceful problem-solvers energized by turning complex compliance challenges into actionable solutions. With the mortgage industry evolving rapidly, this role provides exposure to cutting-edge tools like generative AI for regulatory research, while contributing to scalable processes in a growing organization.
Key Responsibilities
Your day-to-day will include:
- Handling approximately one consumer complaint per week: intake, research, triage, fact gathering, risk assessment, and documentation review.
- Crafting clear summaries for leadership and executing end-to-end resolutions.
- Supporting audits by organizing evidence and preparing responses.
- Tracking audit findings to closure with cross-functional partners.
- Monitoring regulatory changes, summarizing impacts, and recommending next steps using AI tools.
- Maintaining meticulous trackers and documentation.
- Assisting with high-risk reporting, vendor inquiries, and issue management.
- Performing root-cause analysis with policy-aligned documentation.
- Collaborating across teams for consistent execution.
- Driving process improvements as compliance scales.
Required Qualifications
We seek candidates early in their compliance or financial services career with:
- Exceptional organizational skills and attention to detail.
- Proven ability to research, analyze, and summarize complex information.
- Comfort working independently with minimal supervision.
- Thrives in fast-paced, regulated environments like mortgage finance.
- Proficiency in Excel, shared drives, and compliance tracking tools.
- Familiarity with consumer complaints, audits, or regulatory monitoring a plus.
- Adaptability to use generative AI for efficiency.
- Strong communication for stakeholder collaboration.
No advanced degrees required—bring your curiosity and execution mindset!
Why Join Us?
This role offers unparalleled growth in San Francisco's competitive job market. Enjoy full remote flexibility, competitive pay estimated at $60,000-$85,000 annually (based on experience), and a clear path to permanent employment. Be part of a scaling compliance function at a leading mortgage firm, gaining skills in high-demand areas like regulatory tech and risk management. Robert Half provides expert support throughout placement. Apply now to launch your compliance career!
Total word count: 682
Locations
- San Francisco, California, United States
Salary
60,000 - 85,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Consumer complaint triage and investigationintermediate
- Audit response and documentation organizationintermediate
- Regulatory change monitoringintermediate
- Root-cause analysisintermediate
- Cross-functional collaborationintermediate
- Data organization and spreadsheet managementintermediate
- Risk assessmentintermediate
- Process improvementintermediate
- Research and fact gatheringintermediate
- Generative AI tools for complianceintermediate
Required Qualifications
- Early career professional in compliance or financial services (experience)
- Highly organized and execution-focused mindset (experience)
- Curious, resourceful problem-solver (experience)
- Thrives in fast-paced, highly regulated environments (experience)
- Strong research and summarization skills (experience)
- Proficiency in shared tools like spreadsheets and trackers (experience)
- Ability to work independently with minimal direction (experience)
- Excellent collaboration with cross-functional teams (experience)
- Familiarity with mortgage or real estate finance preferred (experience)
- Comfort using generative AI for regulatory research (experience)
Responsibilities
- Intake, research, and triage consumer complaints including fact gathering, risk assessment, and documentation review
- Prepare clear, concise summaries of findings for leadership review and execute approved resolution steps end-to-end
- Support audit and internal audit requests by gathering evidence, organizing documentation, and assisting with response preparation
- Partner with cross-functional stakeholders to track and support closure of audit findings, ensuring alignment with policies and controls
- Monitor regulatory changes using research tools and generative AI; summarize what changed, who it impacts, and potential next steps
- Maintain organized trackers, spreadsheets, and documentation in shared tools
- Assist with high-risk reporting, vendor-related inquiries, and issue management workflows
- Conduct root-cause research and document clear, policy-aligned explanations
- Collaborate with Fraud, Internal Audit, Operational Risk, and other internal teams to validate information and ensure consistent execution
- Contribute to process improvements and documentation as the compliance function continues to scale
Benefits
- general: Fully remote work flexibility
- general: Strong potential for contract-to-permanent conversion based on performance
- general: Opportunity to join a fast-growing mortgage and real estate finance organization
- general: Collaborative environment working with Compliance leadership, Fraud, Internal Audit, and Operational Risk teams
- general: Professional growth in a highly regulated, dynamic industry
- general: Exposure to cutting-edge tools including generative AI for regulatory monitoring
- general: Support for process improvements and scaling compliance functions
- general: Competitive salary with market-leading compensation for San Francisco area
Tags & Categories
Answer 10 quick questions to check your fit for Compliance Analyst - Careers at Robert Half @ Robert Half.
Related Books and Jobs