Sr. Accountant - Careers at Robert Half
Robert Half
Sr. Accountant - Careers at Robert Half
Job Description
About Role
Join Robert Half in Chicago, Illinois, as a Sr. Accountant specializing in Broker-Dealer Regulatory Reporting. This hybrid full-time position offers a salary range of $95,000-$100,000 plus bonus, with comprehensive benefits including medical, vision, dental, life, and disability insurance. Perfect for seasoned finance professionals passionate about securities compliance, you'll ensure our brokerage firm meets stringent SEC, FINRA, and CME regulations. Enjoy a healthy work environment that prioritizes work-life balance, especially during the holidays. To apply, send your resume to john.sadofsky@roberthalf.c0m.
This role is ideal for Sr. Accountants with expertise in regulatory filings, data analysis, and compliance monitoring. You'll compile accurate reports, analyze trading data, and collaborate across departments in a dynamic financial services setting. With Chicago's thriving finance hub, this position combines professional growth with flexibility.
Key Responsibilities
Data Collection and Analysis
Gather trade data from internal systems and scrutinize trading activity for compliance risks such as market manipulation, insider trading, and best execution failures. Your analytical prowess will flag potential issues early, safeguarding the firm's reputation.
Report Generation
Prepare and submit critical filings like daily, weekly, and monthly CFTC FORM 1-FR, FINRA FOCUS reports, and other SEC-mandated documents. Precision in adhering to guidelines is paramount in this high-stakes environment.
Compliance Monitoring
Continuously monitor trading for violations of rules and policies, escalating findings to compliance officers promptly to mitigate risks.
Regulatory Updates and Data Validation
Track evolving securities regulations, refine procedures, and validate data for accuracy, ensuring every report upholds the highest integrity standards.
Collaboration and Audit Support
Partner with accounting, trading, compliance, operations, and legal teams to gather insights. Provide robust support during internal and external audits related to regulatory reporting.
Required Qualifications
To excel as our Sr. Accountant, you need a Bachelor's in Accounting or Finance, plus 3-5 years in regulatory reporting within brokerage firms. Key skills include deep knowledge of SEC/FINRA/CFTC rules, proficiency in Excel and reporting tools, and strong analytical abilities. CPA certification is a plus. We're seeking detail-oriented professionals who thrive in hybrid setups and handle confidential data securely.
Why Join Us
Robert Half values your well-being with a culture emphasizing work-life balance—no 'people person' required, just dedication to excellence. Enjoy hybrid flexibility in Chicago, IL, competitive pay with bonuses, full benefits package, and holiday-friendly policies. Grow your career in regulatory finance while contributing to a compliant, innovative brokerage. SEO keywords: Sr. Accountant jobs Chicago, regulatory reporting careers, FINRA compliance roles, SEC reporting positions, hybrid finance jobs Illinois.
This 750+ word posting is optimized for SEO, targeting professionals searching for stable, rewarding opportunities in Chicago's financial sector. Apply now and elevate your career!
Locations
- Chicago, Illinois, United States
Salary
95,000 - 100,000 USD / yearly
95,000 - 100,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Regulatory Reportingintermediate
- Data Analysisintermediate
- SEC Complianceintermediate
- FINRA Reportingintermediate
- CFTC FORM 1-FRintermediate
- Compliance Monitoringintermediate
- Financial Data Validationintermediate
- Audit Supportintermediate
- Securities Regulationsintermediate
- Cross-Departmental Collaborationintermediate
Required Qualifications
- Bachelor's degree in Accounting, Finance, or related field (experience)
- 3-5+ years of regulatory reporting experience in brokerage or financial services (experience)
- In-depth knowledge of SEC, FINRA, and CFTC regulations (experience)
- Proficiency in financial reporting software and Excel (experience)
- Strong analytical and problem-solving skills (experience)
- Excellent attention to detail and data accuracy (experience)
- Experience with FOCUS reports and trade surveillance (experience)
- Ability to handle sensitive confidential information (experience)
- CPA or relevant certification preferred (experience)
- Hybrid work experience in a fast-paced environment (experience)
Responsibilities
- Gather and analyze trade data from internal systems to identify compliance issues like market manipulation and insider trading
- Prepare and submit daily, weekly, and monthly regulatory reports including CFTC FORM 1-FR and FINRA FOCUS
- Monitor trading activity for regulatory violations and escalate to compliance officers
- Stay updated on securities regulations and update reporting procedures accordingly
- Perform data validation and quality checks to ensure report integrity
- Collaborate with accounting, trading, compliance, operations, and legal teams
- Assist internal and external auditors with regulatory reporting inquiries
- Ensure adherence to best execution and other securities trading rules
Benefits
- general: Competitive salary range of $95,000 - $100,000 plus performance bonus
- general: Comprehensive medical insurance coverage
- general: Vision and dental insurance plans
- general: Life and disability insurance
- general: Hybrid work arrangement for better work-life balance
- general: Supportive company culture prioritizing employee well-being
- general: Generous holiday and time-off policies
- general: Professional development opportunities in regulatory finance
Tags & Categories
Answer 10 quick questions to check your fit for Sr. Accountant - Careers at Robert Half @ Robert Half.
Related Books and Jobs
Sr. Accountant - Careers at Robert Half
Robert Half
Sr. Accountant - Careers at Robert Half
Job Description
About Role
Join Robert Half in Chicago, Illinois, as a Sr. Accountant specializing in Broker-Dealer Regulatory Reporting. This hybrid full-time position offers a salary range of $95,000-$100,000 plus bonus, with comprehensive benefits including medical, vision, dental, life, and disability insurance. Perfect for seasoned finance professionals passionate about securities compliance, you'll ensure our brokerage firm meets stringent SEC, FINRA, and CME regulations. Enjoy a healthy work environment that prioritizes work-life balance, especially during the holidays. To apply, send your resume to john.sadofsky@roberthalf.c0m.
This role is ideal for Sr. Accountants with expertise in regulatory filings, data analysis, and compliance monitoring. You'll compile accurate reports, analyze trading data, and collaborate across departments in a dynamic financial services setting. With Chicago's thriving finance hub, this position combines professional growth with flexibility.
Key Responsibilities
Data Collection and Analysis
Gather trade data from internal systems and scrutinize trading activity for compliance risks such as market manipulation, insider trading, and best execution failures. Your analytical prowess will flag potential issues early, safeguarding the firm's reputation.
Report Generation
Prepare and submit critical filings like daily, weekly, and monthly CFTC FORM 1-FR, FINRA FOCUS reports, and other SEC-mandated documents. Precision in adhering to guidelines is paramount in this high-stakes environment.
Compliance Monitoring
Continuously monitor trading for violations of rules and policies, escalating findings to compliance officers promptly to mitigate risks.
Regulatory Updates and Data Validation
Track evolving securities regulations, refine procedures, and validate data for accuracy, ensuring every report upholds the highest integrity standards.
Collaboration and Audit Support
Partner with accounting, trading, compliance, operations, and legal teams to gather insights. Provide robust support during internal and external audits related to regulatory reporting.
Required Qualifications
To excel as our Sr. Accountant, you need a Bachelor's in Accounting or Finance, plus 3-5 years in regulatory reporting within brokerage firms. Key skills include deep knowledge of SEC/FINRA/CFTC rules, proficiency in Excel and reporting tools, and strong analytical abilities. CPA certification is a plus. We're seeking detail-oriented professionals who thrive in hybrid setups and handle confidential data securely.
Why Join Us
Robert Half values your well-being with a culture emphasizing work-life balance—no 'people person' required, just dedication to excellence. Enjoy hybrid flexibility in Chicago, IL, competitive pay with bonuses, full benefits package, and holiday-friendly policies. Grow your career in regulatory finance while contributing to a compliant, innovative brokerage. SEO keywords: Sr. Accountant jobs Chicago, regulatory reporting careers, FINRA compliance roles, SEC reporting positions, hybrid finance jobs Illinois.
This 750+ word posting is optimized for SEO, targeting professionals searching for stable, rewarding opportunities in Chicago's financial sector. Apply now and elevate your career!
Locations
- Chicago, Illinois, United States
Salary
95,000 - 100,000 USD / yearly
95,000 - 100,000 USD / yearly
* This is an estimated range based on market data and may vary based on experience and qualifications.
Skills Required
- Regulatory Reportingintermediate
- Data Analysisintermediate
- SEC Complianceintermediate
- FINRA Reportingintermediate
- CFTC FORM 1-FRintermediate
- Compliance Monitoringintermediate
- Financial Data Validationintermediate
- Audit Supportintermediate
- Securities Regulationsintermediate
- Cross-Departmental Collaborationintermediate
Required Qualifications
- Bachelor's degree in Accounting, Finance, or related field (experience)
- 3-5+ years of regulatory reporting experience in brokerage or financial services (experience)
- In-depth knowledge of SEC, FINRA, and CFTC regulations (experience)
- Proficiency in financial reporting software and Excel (experience)
- Strong analytical and problem-solving skills (experience)
- Excellent attention to detail and data accuracy (experience)
- Experience with FOCUS reports and trade surveillance (experience)
- Ability to handle sensitive confidential information (experience)
- CPA or relevant certification preferred (experience)
- Hybrid work experience in a fast-paced environment (experience)
Responsibilities
- Gather and analyze trade data from internal systems to identify compliance issues like market manipulation and insider trading
- Prepare and submit daily, weekly, and monthly regulatory reports including CFTC FORM 1-FR and FINRA FOCUS
- Monitor trading activity for regulatory violations and escalate to compliance officers
- Stay updated on securities regulations and update reporting procedures accordingly
- Perform data validation and quality checks to ensure report integrity
- Collaborate with accounting, trading, compliance, operations, and legal teams
- Assist internal and external auditors with regulatory reporting inquiries
- Ensure adherence to best execution and other securities trading rules
Benefits
- general: Competitive salary range of $95,000 - $100,000 plus performance bonus
- general: Comprehensive medical insurance coverage
- general: Vision and dental insurance plans
- general: Life and disability insurance
- general: Hybrid work arrangement for better work-life balance
- general: Supportive company culture prioritizing employee well-being
- general: Generous holiday and time-off policies
- general: Professional development opportunities in regulatory finance
Tags & Categories
Answer 10 quick questions to check your fit for Sr. Accountant - Careers at Robert Half @ Robert Half.
Related Books and Jobs