Sr. Compliance Analyst - Join Robert Half in New York, NY

Robert Half is proud to present an exciting opportunity for a Sr. Compliance Analyst to join a leading fintech organization in the heart of New York City. This contract-to-permanent role offers a unique chance to safeguard regulatory standards, combat fraud, and drive compliance innovation in a fast-paced financial environment. If you have a passion for analytical problem-solving and experience in financial compliance, this position will allow you to make a meaningful impact while advancing your career with one of the nation's top staffing firms.

About the Role

As a Sr. Compliance Analyst, you will serve as a critical pillar in maintaining the integrity of user transactions and ensuring adherence to both internal policies and external regulations. Working closely with cross-functional teams including Engineers, Data Scientists, and Responsible Gaming advisors, you will leverage your expertise in transaction monitoring, risk assessment, and regulatory reporting. This role is perfect for seasoned professionals from financial institutions or fintech who thrive on using tools like Microsoft Excel for deep-dive analysis without needing coding skills. With basic knowledge of data analytics and AI, you'll contribute to enhancing compliance tools that protect users and the business alike. Located in vibrant New York, New York, United States, this position offers the excitement of Manhattan's financial district combined with Robert Half's renowned support for career growth.

Key Responsibilities

Your day-to-day will involve hands-on compliance operations with a focus on precision and proactive risk management:

• Conduct thorough analysis of user transactions via Microsoft Excel to detect violations of company rules, terms of use, and regulatory guidelines.
• Maintain meticulous documentation of findings from routine user activity reviews, ensuring comprehensive compliance records.
• Partner with Engineers and Data Scientists to refine and improve compliance analytics platforms and detection tools.
• Evaluate risk scoring outputs from third-party vendors against internal benchmarks for accuracy and reliability.
• Lead investigations into flagged users, synthesizing fraud alerts and customer success data to recommend decisive actions.
• Review and approve or deny requests for elevated risk limits based on rigorous compliance assessments.
• Foster a collaborative relationship with the Responsible Gaming advisor to integrate gaming compliance into broader efforts.
• Develop and document key processes including thresholds, escalation paths, and protocols for external regulatory filings.
• Prepare and file Suspicious Activity Reports (SARs) with FinCEN, ensuring full compliance with federal requirements.

These responsibilities demand a sharp eye for detail and the ability to translate data insights into actionable compliance strategies.

Required Qualifications

To excel in this Sr. Compliance Analyst role, candidates should possess:

• A proven background in compliance operations, ideally within financial services or fintech sectors.
• Exceptional analytical skills with advanced proficiency in Microsoft Excel for transaction analysis.
• Experience in fraud detection, risk scoring evaluation, and regulatory reporting including SARs to FinCEN.
• Basic familiarity with data analytics principles and AI concepts (no coding experience required).
• Strong investigative skills for handling flagged cases and making informed decisions on risk limits.
• Excellent communication and collaboration abilities to work with technical teams and advisors.
• Knowledge of responsible gaming regulations is a plus.
• Bachelor's degree in Finance, Business, Risk Management, or a related field; advanced certifications like CRCM or CAMS preferred.

Prior experience in high-volume transaction environments will set you apart in this competitive New York job market.

Why Join Us

Partnering with Robert Half means more than just a job—it's a gateway to long-term success. This contract-to-permanent opportunity provides stability with the potential for full-time employment, competitive compensation estimated at $105,000-$125,000 annually, and comprehensive benefits. Work in New York City's thriving fintech hub, gaining exposure to innovative AI-driven tools and contributing to fraud prevention that protects millions. Robert Half offers unparalleled support, from interview preparation to career coaching, ensuring your professional growth. Join a team committed to excellence in compliance, where your skills in regulatory adherence and analytics will be valued and rewarded. Apply today to elevate your career in financial compliance with Robert Half!

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