Financial Examiner Lead (Director/MD/Partner) at RSM

Are you an experienced financial examination professional looking for a leadership role where you can make a real impact? RSM is seeking a highly motivated and experienced Financial Examiner Lead to join our Risk & Regulatory Consulting team. As a Director/Managing Director/Partner, you will play a critical role in providing oversight and guidance on financial examinations and regulatory consulting services for our clients, primarily state insurance departments. This is a remote position, offering the flexibility to work from anywhere in the US.

Role Overview

As a Financial Examiner Lead, you will be responsible for leading and managing financial examinations, ensuring they are conducted in accordance with the NAIC Financial Condition Examiners Handbook and relevant regulations. You will develop and maintain client relationships, prepare proposals, and oversee the work of examination teams. Your expertise will be crucial in identifying and addressing risks within insurance companies and ensuring their financial stability.

A Day in the Life

Here’s a glimpse into a typical day for a Financial Examiner Lead at RSM:

• Client Communication: Engaging with state insurance department clients to discuss examination plans, findings, and recommendations.
• Team Management: Supervising and mentoring a team of financial examiners, providing guidance and support.
• Proposal Development: Drafting proposals for new projects, including scoping, workplans, and budgets.
• Examination Oversight: Reviewing examination work papers to ensure quality and compliance with regulations.
• Risk Assessment: Identifying and assessing financial risks within insurance companies.
• Report Writing: Preparing detailed examination reports outlining findings and recommendations.
• Training and Development: Conducting training sessions for team members and clients on risk-focused examination techniques.
• Business Development: Identifying opportunities to expand RSM's regulatory consulting services.
• Compliance Monitoring: Staying updated on changes to insurance laws and regulations.
• Strategic Planning: Contributing to the strategic direction of the Risk & Regulatory Consulting practice.

Why Remote?

This remote position offers the flexibility to work from anywhere in the US, allowing you to balance your professional and personal life. RSM provides the technology and support you need to succeed in a remote environment.

Career Path

RSM offers a clear career path for Financial Examiner Leads. You can advance from Director to Managing Director and ultimately to Partner, with increasing responsibilities and opportunities for leadership. We invest in our employees' professional development and provide opportunities for growth.

Salary & Benefits

RSM offers a competitive salary and benefits package, commensurate with experience and qualifications. The estimated salary range for this position is $160,000 - $280,000 annually. Our benefits include:

• Comprehensive health insurance (medical, dental, vision)
• Generous paid time off (PTO) policy
• 401(k) retirement plan with company match
• Life insurance and disability coverage
• Professional development opportunities
• Tuition reimbursement program
• Employee assistance program (EAP)
• Flexible work arrangements
• Wellness programs
• Parental leave benefits
• Employee referral program

RSM Culture

At RSM, we believe in fostering a culture of collaboration, innovation, and respect. We value our employees and provide them with the resources and support they need to succeed. Our commitment to diversity and inclusion ensures that everyone feels welcome and valued.

How to Apply

If you are a qualified and experienced financial examination professional seeking a leadership role, we encourage you to apply. Please submit your resume and cover letter through our online application portal.

Frequently Asked Questions (FAQ)

1. What are the key responsibilities of a Financial Examiner Lead?

   The key responsibilities include providing oversight over financial examinations, developing client relationships, preparing proposals, serving as an Examiner-in-Charge, supervising staff, and leading thought leadership initiatives.

2. What qualifications are required for this role?

   Qualifications include deep knowledge of the NAIC Financial Condition Examiners Handbook, experience with insurance laws and regulations, prior EIC experience, deep insurance industry experience, and expertise in all lines of insurance.

3. What is the salary range for this position?

   The estimated salary range for this position is $160,000 - $280,000 annually, depending on experience and qualifications.

4. What benefits does RSM offer?

   RSM offers a comprehensive benefits package, including health insurance, paid time off, a 401(k) plan, life insurance, and professional development opportunities.

5. Is this a remote position?

   Yes, this is a remote position, allowing you to work from anywhere in the US.

6. What is the career path for this role?

   You can advance from Director to Managing Director and ultimately to Partner, with increasing responsibilities and opportunities for leadership.

7. What is the culture like at RSM?

   RSM fosters a culture of collaboration, innovation, and respect. We value our employees and provide them with the resources and support they need to succeed.

8. What opportunities are there for professional development?

   RSM offers a variety of professional development opportunities, including training programs, tuition reimbursement, and mentorship programs.

9. How does RSM support remote employees?

   RSM provides remote employees with the technology and support they need to succeed, including access to virtual collaboration tools and regular check-ins with their team.

10. What is the application process?

    Please submit your resume and cover letter through our online application portal. Qualified candidates will be contacted for an interview.