Manager, Technology Risk Consulting - SOC and Internal Audit (Financial Services Industry) - New York City

Are you a seasoned technology risk professional with a passion for the financial services industry? Do you thrive in a dynamic environment where you can leverage your expertise to help clients navigate complex challenges and achieve their business objectives? If so, RSM is looking for a Manager to join our Technology Risk Consulting team in New York City.

Role Overview

As a Manager in our Technology Risk Consulting practice, you will be responsible for leading and managing engagements related to SOC attestation, internal audit, IT risk management, and SOX compliance for clients in the financial services industry. You will work closely with client leadership to design and optimize controls, assess IT security policies and procedures, and provide remediation guidance to address identified risks. You will also play a key role in growing RSM’s business through involvement in business development and client sales opportunities.

A Day in the Life

Here’s a glimpse into what your typical day might look like:

• Start your day by reviewing project plans and priorities with your team.
• Meet with a client's CFO to discuss the scope of an upcoming SOC 1 audit.
• Work with a junior consultant to finalize narratives, process flows, and documentation for an ITGC review.
• Prepare a draft report outlining the IT general computer controls and related gaps identified.
• Lead the planning of a risk assessment for a financial services client to identify emerging risks and information technology opportunities.
• Evaluate application controls and automated controls on a wide range of ERP systems.
• Meet with stakeholders to discuss career development and project assignments.

Why New York City?

New York City is a global hub for the financial services industry, offering unparalleled opportunities to work with leading organizations and cutting-edge technologies. As a member of RSM’s New York City team, you will have the chance to collaborate with talented professionals, expand your network, and make a significant impact on the success of our clients.

Career Path

At RSM, we are committed to providing our employees with opportunities for growth and advancement. As a Manager in our Technology Risk Consulting practice, you can progress to Senior Manager, Principal, and Partner roles, taking on increasing levels of responsibility and leadership. We also offer a variety of training and development programs to help you enhance your skills and knowledge.

Salary & Benefits

RSM offers a competitive salary and benefits package that includes:

• Comprehensive health insurance (medical, dental, and vision)
• Generous paid time off (PTO) and holidays
• 401(k) retirement plan with company match
• Life insurance and disability coverage
• Flexible spending accounts (FSA) and health savings accounts (HSA)
• Employee assistance program (EAP)
• Professional development opportunities and training programs
• Tuition reimbursement for relevant certifications and advanced degrees
• Employee referral bonus program
• Wellness programs and resources
• Employee discounts on various products and services
• Flexible work arrangements (remote work options, flexible hours)
• Parental leave benefits
• Opportunities for advancement and career growth within the firm
• A supportive and inclusive work environment that values diversity and collaboration
• Access to cutting-edge technology and tools
• Opportunities to participate in community service and volunteer activities
• Performance-based bonuses and incentives

The estimated salary range for this position in New York City is $130,000 to $180,000 per year. Actual compensation may vary based on experience, skills, and other factors.

RSM Culture

At RSM, we are committed to creating a culture where everyone feels valued, respected, and empowered to reach their full potential. We believe that our people are our greatest asset, and we invest in their growth and development. We also encourage our employees to give back to the community through volunteer activities and charitable giving.

How to Apply

If you are interested in joining our Technology Risk Consulting team in New York City, we encourage you to apply online. Please submit your resume and cover letter, highlighting your relevant experience and qualifications.

Frequently Asked Questions (FAQ)

1. What are the key responsibilities of a Manager in Technology Risk Consulting?

   Key responsibilities include leading and managing engagements related to SOC attestation, internal audit, IT risk management, and SOX compliance; consulting with client leadership on the design and optimization of controls; assessing IT security policies and procedures; and providing remediation guidance.

2. What qualifications are required for this role?

   Required qualifications include a bachelor's degree or equivalent, 4+ years of experience in business process controls and IT risk management, internal audit, IT security, or other IT compliance related work, and experience leading engagements and managing staff.

3. What is the career path for a Manager in Technology Risk Consulting at RSM?

   The career path includes progression to Senior Manager, Principal, and Partner roles, with increasing levels of responsibility and leadership.

4. What kind of training and development opportunities does RSM offer?

   RSM offers a variety of training and development programs to help employees enhance their skills and knowledge, including professional certifications and advanced degrees.

5. What is the culture like at RSM?

   RSM is committed to creating a culture where everyone feels valued, respected, and empowered to reach their full potential. We believe that our people are our greatest asset, and we invest in their growth and development.

6. Does RSM support flexible work arrangements?

   Yes, RSM offers flexible work arrangements, including remote work options and flexible hours, where possible, depending on client and project requirements.

7. What kind of clients will I be working with?

   You will be working with clients in the financial services industry, ranging from small to mid-sized companies to large, multinational organizations.

8. What technologies and tools will I be using?

   You will be using a variety of technologies and tools, including ERP systems, software applications, data analytics tools, and cloud environments such as AWS, Azure, and GCP.

9. Is prior experience in Financial Services industry required?

   Yes, understanding of the financial industry nuances is critical for success. Experience managing SOC attestation and other third-party opinion services specifically for clients within the financial services industry is highly desired.

10. What are the key skills for success in this role?

    Key skills include strong analytical and problem-solving skills, excellent verbal and written communication skills, the ability to work independently and as part of a team, and proficiency in Microsoft Office Suite.