Process Risk and Controls Consulting Manager - Internal Audit & SOX

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.

As a Manager in RSM’s expanding Process Risk and Controls Practice, you’ll play a key role in helping clients strengthen their risk and control environments while advancing your own leadership journey. This role offers the chance to apply your expertise in a meaningful way, supported by a culture that prioritizes continuous learning, mentorship, and collaboration. You’ll gain broad exposure to diverse industries, strategic initiatives, and senior leaders - making each day both challenging and rewarding.

In this practice, you’ll partner closely with clients’ internal audit teams, chief risk officers, SOX programs, and other stakeholders responsible for managing enterprise risk. You’ll advise clients on how to identify, assess, and prioritize risk, and leverage process and control enhancements to improve efficiency and reduce exposure. This is an exciting opportunity to influence high‑impact decisions, contribute to organizational resilience, and grow with a team that values innovation, inclusion, and curiosity.

Role Overview

As a Process Risk and Controls Consulting Manager specializing in Internal Audit & SOX at RSM in Irvine, California, you will be at the forefront of helping businesses navigate the complexities of risk management and regulatory compliance. This role is critical in supporting organizations to strengthen their internal control environments and mitigate potential risks effectively. You will work closely with clients across various industries, offering your expertise in risk assessment, process improvement, and compliance.

Your primary responsibilities will include leading risk assessment engagements, developing risk-based internal audit plans, reviewing and evaluating internal controls, and providing recommendations for improvement. You will also be responsible for managing client relationships, leading project teams, and contributing to the growth of RSM's Process Risk and Controls Practice.

A Day in the Life

A typical day for a Process Risk and Controls Consulting Manager at RSM might involve:

• Meeting with a client's management team to discuss their risk assessment and internal audit needs.
• Leading a team in conducting a risk assessment of a client's key business processes.
• Developing a risk-based internal audit plan tailored to the client's specific environment.
• Reviewing process narratives, flowcharts, and control documentation to identify potential weaknesses.
• Providing recommendations to clients on how to improve their internal controls and mitigate risks.
• Managing project budgets and timelines to ensure engagements are completed on time and within budget.
• Mentoring junior staff members and providing guidance on their professional development.
• Participating in business development activities, such as preparing proposals and attending industry events.
• Contributing to thought leadership by writing articles or presenting at conferences.

Why Irvine, California?

Irvine, California, offers a unique blend of professional opportunities and a high quality of life. Located in Orange County, Irvine boasts a thriving business environment, particularly in the technology, healthcare, and finance sectors. This provides ample opportunities for professional growth and development for consultants in the risk and controls space.

Beyond the professional advantages, Irvine offers an exceptional lifestyle. The city is known for its beautiful parks, excellent schools, and safe neighborhoods. With its proximity to beaches, mountains, and cultural attractions, Irvine provides a wide range of recreational activities. The city's diverse population and vibrant community make it an attractive place to live and work.

Furthermore, RSM's office in Irvine is strategically located to serve clients throughout Southern California, providing exposure to a variety of industries and business environments.

Career Path

The Process Risk and Controls Consulting Manager role at RSM offers a clear career path for ambitious professionals. Successful managers have the opportunity to advance to senior manager, director, and ultimately, partner levels. Each step in the career path involves increasing responsibilities, leadership opportunities, and client management roles.

RSM is committed to providing its employees with the training and development resources needed to advance their careers. The firm offers a variety of professional development programs, mentorship opportunities, and leadership training initiatives to help managers grow and succeed.

Salary & Benefits

The salary for a Process Risk and Controls Consulting Manager at RSM in Irvine, California, typically ranges from $130,000 to $180,000 per year. The actual salary offered may vary depending on experience, qualifications, and other factors.

In addition to a competitive salary, RSM offers a comprehensive benefits package, including:

• Comprehensive health insurance (medical, dental, vision)
• Generous paid time off (PTO) and holidays
• 401(k) retirement plan with company match
• Life insurance and disability coverage
• Employee assistance program (EAP)
• Professional development opportunities and training programs
• Tuition reimbursement program
• Flexible work arrangements
• Parental leave
• Employee referral bonus program
• Wellness programs and resources
• Employee discounts

RSM Culture

RSM is known for its collaborative and supportive culture. The firm values teamwork, innovation, and client service. RSM's employees are passionate about helping their clients succeed and are committed to providing exceptional service.

The firm also places a strong emphasis on diversity and inclusion. RSM believes that a diverse workforce is essential to providing the best possible service to its clients. The firm is committed to creating a welcoming and inclusive environment for all employees.

RSM fosters a culture of continuous learning, encouraging employees to stay up-to-date on the latest industry trends and best practices. The firm provides access to a variety of training resources and professional development opportunities to help employees grow and advance their careers.

How to Apply

To apply for the Process Risk and Controls Consulting Manager position at RSM in Irvine, California, please visit the RSM careers website. You can search for the position by job title or location. The application process typically involves submitting a resume and cover letter, as well as completing an online application form.

RSM is an equal opportunity employer and welcomes applications from all qualified candidates.

FAQ

1. What are the key responsibilities of a Process Risk and Controls Consulting Manager?

   Key responsibilities include leading risk assessment engagements, developing risk-based internal audit plans, reviewing internal controls, providing recommendations, managing client relationships, and leading project teams.

2. What qualifications are required for this role?

   A Bachelor’s or Master’s Degree in business, accounting, or a related field is required, along with a minimum of 5 years of experience in SOX, internal audit, external audit, or related fields. Relevant certifications (e.g., CPA, CIA, CISA) are preferred.

3. What is the typical career path for this position?

   The typical career path progresses from Manager to Senior Manager, Director, and ultimately Partner. Each step involves increasing responsibilities and leadership opportunities.

4. What is the salary range for this role?

   The typical salary range for a Process Risk and Controls Consulting Manager at RSM in Irvine, California, is $130,000 to $180,000 per year.

5. What benefits does RSM offer?

   RSM offers a comprehensive benefits package, including health insurance, paid time off, a 401(k) plan, life insurance, disability coverage, and professional development opportunities.

6. What is the culture like at RSM?

   RSM has a collaborative and supportive culture that values teamwork, innovation, client service, and diversity and inclusion.

7. What opportunities are there for professional development?

   RSM provides access to a variety of training resources, professional development programs, and mentorship opportunities to help employees grow and advance their careers.

8. How does RSM support work-life balance?

   RSM offers flexible work arrangements, paid time off, and wellness programs to support employees' work-life balance.

9. What industries does the Process Risk and Controls Practice serve?

   The practice serves a variety of industries, including technology, healthcare, finance, and manufacturing.

10. What is RSM's commitment to diversity and inclusion?

    RSM is committed to creating a welcoming and inclusive environment for all employees and believes that a diverse workforce is essential to providing the best possible service to its clients.